Regulatory Compliance Specialist (Wealth) (Mumbai)

Full Timemid

Mumbai, Maharashtra, INPosted 3 days ago

Role Overview

Antal International is hiring a mid-level Regulatory Compliance Specialist (Wealth) (Mumbai). This is a full-time role in Mumbai. posted 3 days ago. Full responsibilities, required qualifications, and the apply link are listed in the description below.

Resume Keywords to Include

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ORStakeholder ManagementCompliancePrePMSAIFMFDSEBI

Job description

Pre-requisites:

5 to 7 years of experience in wealth, asset management, or capital markets compliance.
Strong hands-on exposure to PMS, AIF, MFD, or similar SEBI-regulated businesses.
Deep understanding of SEBI regulations, along with working knowledge of FEMA and corporate laws.
Strong stakeholder management skills with ability to work closely with business teams. What Youll Do:
Oversee wealth compliance across PMS, AIF, and Mutual Fund Distribution.
Manage end-to-end SEBI regulatory filings, audits, and inspections.
Provide robust exposure to regulatory interpretation and implementation across functions.

Responsibilities - Oversee wealth compliance across PMS, AIF, and Mutual Fund Distribution.

Manage end-to-end SEBI regulatory filings, audits, and inspections.
Provide strong exposure to regulatory interpretation and implementation across functions.

Qualifications - 5 to 7 years of experience in wealth, asset management, or capital markets compliance.

Required Skills - Strong hands-on exposure to PMS, AIF, MFD, or similar SEBI-regulated businesses.

Deep understanding of SEBI regulations, along with working knowledge of FEMA and corporate laws.
Strong stakeholder management skills with ability to work closely with business teams. Pre-requisites:
5 to 7 years of experience in wealth, asset management, or capital markets compliance.
Strong hands-on exposure to PMS, AIF, MFD, or similar SEBI-regulated businesses.
Deep understanding of SEBI regulations, along with working knowledge of FEMA and corporate laws.
Strong stakeholder management skills with ability to work closely with business teams. What Youll Do:
Oversee wealth compliance across PMS, AIF, and Mutual Fund Distribution.
Manage end-to-end SEBI regulatory filings, audits, and inspections.
Provide robust exposure to regulatory interpretation and implementation across functions.

Responsibilities - Oversee wealth compliance across PMS, AIF, and Mutual Fund Distribution.

Manage end-to-end SEBI regulatory filings, audits, and inspections.
Provide strong exposure to regulatory interpretation and implementation across functions.

Qualifications - 5 to 7 years of experience in wealth, asset management, or capital markets compliance.

Required Skills - Strong hands-on exposure to PMS, AIF, MFD, or similar SEBI-regulated businesses.

Deep understanding of SEBI regulations, along with working knowledge of FEMA and corporate laws.
Strong stakeholder management skills with ability to work closely with business teams.

About Antal International

Antal International

antal.com

On-site

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Frequently Asked Questions

How do I apply for the Regulatory Compliance Specialist (Wealth) (Mumbai) position at Antal International?

Use the Apply button above to submit your application directly to Antal International. Most applications take less than 5 minutes if your resume and contact details are ready, and you'll be routed to the employer's official application system to finish.

Where is the Regulatory Compliance Specialist (Wealth) (Mumbai) position at Antal International located?

This position is based in Mumbai. Antal International has not indicated remote or hybrid options for this role, so candidates should plan for on-site work.

What does a Regulatory Compliance Specialist (Wealth) (Mumbai) at Antal International earn?

Antal International has not disclosed a salary range in this posting. Many employers share specifics later in the interview process; you can also ask during a recruiter screen if compensation transparency is important to you.

When was the Regulatory Compliance Specialist (Wealth) (Mumbai) role at Antal International posted?

This role was posted on July 4, 2026 (3 days ago). It's still listed as actively hiring; we re-confirm openings against the source system multiple times per day and remove closed roles.