Regulatory Compliance & Risk Management Specialist

Law graduate with experience in providing legal advice in regulatory matters, with relevant years of experience either as a law practitioner in reputed companies or companies in financial services/ insurance sector/ Big four consulting firms.

Strong knowledge of financial service regulations across multiple jurisdictions (US, UK, EU, APAC preferred).

Experience in regulatory audits, compliance risk assessments, and legal research. Ability to analyze and interpret laws and regulations, with excellent attention to detail. Strong stakeholder management and communication skills. Prior experience in working with regulators, external auditors, or legal teams is a plus. Strong written and verbal communication skills. Attention to detail and problem-solving abilities

Key responsibilities around core areas of Regulatory Compliance & Risk Management, Audits & assessments, Legal research and advisory, stakeholder management (internal & external), contract reviews

Monitor, assess interpret regulatory requirements applicable to BFSI business

Identify compliance risks and work with stakeholders to implement necessary controls and mitigation strategies.

Conduct internal compliance audits and regulatory assessments of business processes after understanding the intricacies of the applicable regulations.

Assist in responding to regulatory inquiries, inspections, and audits.

Ensure compliance with licensing, registration, and reporting obligations across jurisdictions.

Perform legal research on financial services regulations, licensing requirements, and emerging compliance issues.

Provide regulatory guidance to internal teams on new business initiatives and product offerings.

Liaise with internal business teams, clients, TEIL Compliance, and external counsel to discuss regulatory obligations

Conduct training sessions for business teams on compliance requirements.

Review of MSAs and SoWs from a regulatory compliance perspective.

Location

Mumbai

Job Function

BUSINESS PROCESS SERVICES

Role

Process Expert

Job Id

403270

Desired Skills

Regulatory Expert

Desired Candidate Profile

Qualifications : BACHELOR OF LAW