Compliance Officer(NBFC)-5-10-Nariman Point

Role : Compliance Officer

Qualification : CS

Experience : 5 to 10 years

Location : Nariman Point

Job Description

Compliance with respect to Private and Listed Investments

• Well versed with NBFC and AIF regulations
• SEBI LODR/SAST/ PIT Compliance
• Annual filing of the Companies and LLPs;
• Preparation of Director’s Report and ANNEXURES as per Companies Act,

2013;

• Appointment and resignation of Auditors, Re-appointment of auditor, Key

Managerial Persons, Directors;

• Compliances related to transfer of shares and Corporate Action, etc.
• Change in the registered office of the company.
• Incorporation of LLP, private company, public company, and LLP.
• Filing of Various Forms with ROC as per the applicability under Companies Act,

2013;

• Appointment and resignation of CS, appointment and resignation of directors,

regularization of directors;

• Maintaining Company Registers under Companies Act, 2013;
• Preparation of Notice, drafting of Agenda and Minutes for Board Meetings,

General Meetings, Attendance Sheet

• Preferential issue, bonus issue, rights issue etc, ISIN Creation, and other

secretarial and legal work.