Compliance Officer - Risk Based Supervision

Full Timemid

INPosted 10 days ago

Role Overview

YES BANK is hiring a mid-level Compliance Officer - Risk Based Supervision. This is a full-time role in IN. Part of YES BANK's Risk hiring, posted last week. Full responsibilities, required qualifications, and the apply link are listed in the description below.

Salary Context

Salary is not disclosed in this posting. Market median for Mid-level Risk roles is $80k-$100k (based on 41 comparable listings). Many employers share specifics during the interview process or after an initial screen.

Resume Keywords to Include

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TreasuryORComplianceAssistOnsiteInspectionRBICollating

Job description

Assist in handling/managing of Onsite Inspection conducted by RBI including the following:
Collating and reviewing the information to be submitted to RBI inspectors
Ensuring timely submission of the information requested by the Inspection team
Effective Co-ordination with internal stakeholders and RBS inspection team
Track and monitor all requirements of RBI against the timelines (B) Assist in handling of following activities pertaining to Preliminary Inspection & Risk Assessment Report (PIRAR), Inspection & Risk Assessment Report (IRAR) Proposed Risk Mitigation Plan (PRMP) and Risk Mitigation Plan:
Collate and review the responses to the observations in the PIRAR, IRAR, PRMP and RMP.
Ensure proper tracking and records maintained at RBS Team on these observations and submissions received.
Enable and facilitate Closure Meeting with RBI Inspection Team and Bank's management to discuss on annual inspection report.
Follow up for timely closure of RBS Open issue points and publishing of open issue tracker to Top Management, submission of update to Audit Committee of the Board and RBI. (C) Submission of Tranche and various indents on defined frequency to RBI:
Collate and review quarterly submission of Tranche1 and Tranche 1 A-H data and annual submission of Tranche 2, 3, Bank Profile to RBI.
Conduct analysis of Tranche 1 and 1A- H exception points and obtaining the explanations for such exceptions from respective stakeholders. (D) Assist in submission of adhoc information request received from RBI Inspection Team. Follow-up and coordination with various team on adhoc data requirement received from RBI and timely submission of response to RBI.
Assist in preparation of monthly / quarterly / annual submission to Board / Audit & Compliance Committee

People

Management or

Self-

Management

Responsibilities

Ensure timely submission of data/ information to Reserve Bank of India

Risk and

Internal Control

Responsibilities
Ensure timely and correct submission of data / information to Reserve Bank of India
Ensure timely closure of open issues
Good research capabilities and intelligent interpretation of regulatory guidelines.
Good knowledge of regulatory environment for the banks in India along with all the elements (commercial, operational) of banking areas like Trade, Remittances, Treasury etc.

Minimum

Qualifications
Post graduation – CA/CS/ICWA/MBA

Years of

Experience
Minimum 5-15 years of experience.

Nature of

Experience
Handling of Risk Based Supervision or any other activities like advisory / compliance review etc in Compliance Function of a Big Size Financial Institution

About YES BANK

YES BANK

yes.bank.in

RiskOn-site

3 other open roles at YES BANK on TryApplyNow.

View all 4 roles at YES BANK Visit website

Frequently Asked Questions

How do I apply for the Compliance Officer - Risk Based Supervision position at YES BANK?

Use the Apply button above to submit your application directly to YES BANK. Most applications take less than 5 minutes if your resume and contact details are ready, and you'll be routed to the employer's official application system to finish.

Where is the Compliance Officer - Risk Based Supervision position at YES BANK located?

This position is based in IN. YES BANK has not indicated remote or hybrid options for this role, so candidates should plan for on-site work.

What does a Compliance Officer - Risk Based Supervision at YES BANK earn?

YES BANK has not disclosed a salary range in this posting. Many employers share specifics later in the interview process; you can also ask during a recruiter screen if compensation transparency is important to you.

When was the Compliance Officer - Risk Based Supervision role at YES BANK posted?

This role was posted on June 27, 2026 (10 days ago). It's still listed as actively hiring; we re-confirm openings against the source system multiple times per day and remove closed roles.