Compliance Lead- PMS and AIF

• Lead compliance framework for PMS and AIF businesses in line with SEBI regulations, circulars, and guidelines.
• Act as key point of contact with regulators, trustees, custodians, auditors, and internal stakeholders.
• Ensure timely filings, disclosures, reporting, and regulatory submissions.
• Advise senior management and investment teams on regulatory implications of new products, structures, and strategies.
• Monitor regulatory changes and drive implementation across PMS and AIF operations.
• Oversee internal controls, compliance testing, audits, and remediation plans.
• Manage AML/KYC compliance, code of conduct, conflict of interest, and governance policies.
• Support regulatory inspections and examinations, ensuring effective closure of observations.
• 10+ years of compliance experience in PMS and/or AIF, preferably within wealth or asset management.
• Strong working knowledge of SEBI PMS & AIF Regulations.
• Professional qualification in law, CA, CS, or equivalent.
• Proven ability to work independently, manage stakeholders, and communicate with regulators.
• High integrity, attention to detail, and strong risk awareness.

Leading financial institution

Opportunity to work directly with senior management

The Compliance Lead will oversee regulatory compliance for Portfolio Management Services (PMS) and Alternative Investment Funds (AIF), ensuring adherence to SEBI regulations and internal governance standards while supporting business growth