CA Manager / Asst. Manager For Statutory Audit- Only Financial sector

As a highly skilled and experienced Chartered Accountant with 5 to 10 years of audit experience in the Banking and NBFC segment, your role will involve the following responsibilities:

• Audit Planning and Execution:
• Plan and execute comprehensive audits of banks and NBFCs in accordance with auditing standards and regulatory requirements.
• Conduct risk assessment and develop audit programs to address key audit risks and objectives.
• Perform detailed testing of financial transactions, controls, and processes to ensure accuracy and compliance, with a strong eye for detail to identify discrepancies or irregularities.
• Evaluate IT controls, cybersecurity assessments per RBI IT Governance Directions, and fraud detection using advanced analytics and AML/KYC compliance.
• Regulatory Compliance:
• Review and assess compliance with regulatory requirements, including banking regulations, RBI guidelines (SBR Framework 2023, Basel III, Master Directions), Ind AS, NFRA oversight, and cyber resilience audits.
• Stay updated on regulatory changes and updates affecting the BFSI sector and incorporate them into audit procedures.
• Provide recommendations to clients for enhancing compliance and mitigating regulatory risks.
• Financial Analysis and Reporting:
• Analyze financial statements, including balance sheets, statement of profit loss, and cash flow statements, to identify anomalies, trends, and areas for improvement.
• Prepare detailed audit reports highlighting findings, recommendations, and observations for management and regulatory authorities.
• Communicate audit results and insights effectively to clients, addressing any concerns or queries they may have.
• Stakeholder Management:
• Interact with key stakeholders, including senior management, audit committees, regulatory authorities, and client personnel, to discuss audit findings and recommendations.
• Build and maintain strong relationships with clients, demonstrating professionalism, integrity, and expertise in auditing.
• Lead and mentor audit teams on BFSI-specific procedures, managing multiple engagements and deadlines effectively.

Qualifications required for this role:

• Qualified Chartered Accountant with 5 to 10 years of audit experience in the BFSI sector, with a focus on banks and NBFCs.
• In-depth knowledge of auditing standards, regulatory requirements, and accounting principles relevant to the banking and NBFC industry.
• Proven experience in planning and executing audits, including risk assessment, testing, and documentation.
• Proficiency in data analytics tools (e.g., ACL, IDEA), AI-driven audit software, and handling large datasets.

Preferred Qualifications

• DISA/CISA certification or equivalent.
• Experience with audit automation, complex financial instruments, and leading junior teams.
• Strong adaptability to evolving regulations like RBI cyber audits.

Skills required for this role:

• Strong analytical skills with the ability to interpret complex financial data and identify audit issues and opportunities.
• Strong problem-solving skills to address issues efficiently and propose effective solutions.
• Excellent communication and interpersonal skills, with the ability to interact effectively with clients and colleagues.
• Data analytics, critical thinking, financial acumen, and proficiency in audit software (e.g., Excel advanced, specialized tools). As a highly skilled and experienced Chartered Accountant with 5 to 10 years of audit experience in the Banking and NBFC segment, your role will involve the following responsibilities:
• Audit Planning and Execution:
• Plan and execute comprehensive audits of banks and NBFCs in accordance with auditing standards and regulatory requirements.
• Conduct risk assessment and develop audit programs to address key audit risks and objectives.
• Perform detailed testing of financial transactions, controls, and processes to ensure accuracy and compliance, with a strong eye for detail to identify discrepancies or irregularities.
• Evaluate IT controls, cybersecurity assessments per RBI IT Governance Directions, and fraud detection using advanced analytics and AML/KYC compliance.
• Regulatory Compliance:
• Review and assess compliance with regulatory requirements, including banking regulations, RBI guidelines (SBR Framework 2023, Basel III, Master Directions), Ind AS, NFRA oversight, and cyber resilience audits.
• Stay updated on regulatory changes and updates affecting the BFSI sector and incorporate them into audit procedures.
• Provide recommendations to clients for enhancing compliance and mitigating regulatory risks.
• Financial Analysis and Reporting:
• Analyze financial statements, including balance sheets, statement of profit loss, and cash flow statements, to identify anomalies, trends, and areas for improvement.
• Prepare detailed audit reports highlighting findings, recommendations, and observations for management and regulatory authorities.