Role Overview
EDWARD JONES is hiring a Senior Compliance Officer Financial Services. This is a contract role in CA. posted last week. Full responsibilities, required qualifications, and the apply link are listed in the description below.
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Job Description
Drive compliance excellence as a Senior Compliance Officer with Edward Jones. This contract role focuses on managing conflicts of interest and overseeing compliance practices in a supportive team.
In this role, you will lead the review of business promotions and gifts, provide crucial regulatory guidance, and maintain a proactive approach to compliance issues. With a strong foundation of 3-5 years in financial services, you will collaborate across levels to implement effective mitigation strategies and ensure that all compliance policies meet industry standards.
Key Responsibilities:
- Supervise review of sponsorship requests and gifts
- Address compliance concerns with stakeholders
- Provide regulatory advice to branch teams
- Collaborate to validate compliance report accuracy
- Maintain and analyze data on conflicts of interest
Requirements
- Bachelor's degree preferred or equivalent experience
- CSC, CPH certifications to be obtained within 12 months
- Minimum 3-5 years in a regulated financial environment
- Experience with CIRO member investment dealers preferred
- In-depth knowledge of securities regulations
Lead compliance initiatives and foster ethical practices at Edward Jones while making a meaningful impact.
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Frequently Asked Questions
How do I apply for the Senior Compliance Officer Financial Services position at EDWARD JONES?
Use the Apply button above to submit your application directly to EDWARD JONES. Most applications take less than 5 minutes if your resume and contact details are ready, and you'll be routed to the employer's official application system to finish.
Where is the Senior Compliance Officer Financial Services position at EDWARD JONES located?
This position is based in CA. EDWARD JONES has not indicated remote or hybrid options for this role, so candidates should plan for on-site work.
What does a Senior Compliance Officer Financial Services at EDWARD JONES earn?
EDWARD JONES has not disclosed a salary range in this posting. Many employers share specifics later in the interview process; you can also ask during a recruiter screen if compensation transparency is important to you.
When was the Senior Compliance Officer Financial Services role at EDWARD JONES posted?
This role was posted on May 29, 2026 (10 days ago). It's still listed as actively hiring; we re-confirm openings against the source system multiple times per day and remove closed roles.
How much experience does the Senior Compliance Officer Financial Services role at EDWARD JONES require?
This is a senior-level position. Most senior roles call for 5+ years of directly relevant experience. EDWARD JONES lists their specific requirements in the description below, so review the must-have qualifications closely before applying.
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