Analyst/Senior Analyst - Compliance (Core and Advisory Reporting)

You will be joining the Compliance team based in the firms office in Hyderabad and Gurugram as an analyst. In this role, you will collaborate closely with a team of attorneys and compliance professionals to ensure that the firms business activities adhere strictly to regulatory requirements. This position offers you the opportunity to gain exposure to various aspects of the firm's operations, including trading, software development, and handling real-time issues related to the global investment products in a dynamic regulatory environment.

• *Key Responsibilities:**
• Exercise sound judgment in reviewing pre-clearance requests, brokerage disclosures, and restricted list activity, identifying risk patterns, and advising stakeholders on appropriate actions.
• Lead complex investigations into potential policy breaches, collaborating with Legal, Compliance, HR, and business leadership for timely resolution.
• Enhance the Code of Ethics monitoring program by refining frameworks, strengthening policies, and utilizing data-driven insights for effective governance.
• Assist in filing regulatory obligations involving complex quantitative and qualitative analysis of the firms data.
• Work on long-term projects with development and analytics teams to uphold the firms high compliance standards.
• *Qualifications Required:**
• Master of Business Administration (MBA/PGDM) with 1-3 years of work experience in the financial services industry.
• Result-oriented mindset, self-motivation, robust analytical and problem-solving skills, quick learning ability, high attention to detail, and the capacity to meet tight deadlines.
• Excellent written and oral communication skills, exceptional interpersonal skills.
• Understanding of securities regulations, Code of Ethics framework, and financial instruments.
• *Preferred qualifications:**
• Technical skills such as Python, Power Query, Power BI, or similar tools.

If you are interested in this position, you can apply through the firms website. The D. E. Shaw group encourages candidates with relevant experience who are looking to restart their careers after a break to apply for this role. The Firm offers attractive benefits, a casual working environment, and a competitive compensation package. Members of the D. E. Shaw group do not discriminate in employment matters based on various factors, ensuring a diverse and inclusive workplace. You will be joining the Compliance team based in the firms office in Hyderabad and Gurugram as an analyst. In this role, you will collaborate closely with a team of attorneys and compliance professionals to ensure that the firms business activities adhere strictly to regulatory requirements. This position offers you the opportunity to gain exposure to various aspects of the firm's operations, including trading, software development, and handling real-time issues related to the global investment products in a dynamic regulatory environment.

• *Key Responsibilities:**
• Exercise sound judgment in reviewing pre-clearance requests, brokerage disclosures, and restricted list activity, identifying risk patterns, and advising stakeholders on appropriate actions.
• Lead complex investigations into potential policy breaches, collaborating with Legal, Compliance, HR, and business leadership for timely resolution.
• Enhance the Code of Ethics monitoring program by refining frameworks, strengthening policies, and utilizing data-driven insights for effective governance.
• Assist in filing regulatory obligations involving complex quantitative and qualitative analysis of the firms data.
• Work on long-term projects with development and analytics teams to uphold the firms high compliance standards.
• *Qualifications Required:**
• Master of Business Administration (MBA/PGDM) with 1-3 years of work experience in the financial services industry.
• Result-oriented mindset, self-motivation, robust analytical and problem-solving skills, quick learning ability, high attention to detail, and the capacity to meet tight deadlines.
• Excellent written and oral communication skills, exceptional interpersonal skills.
• Understanding of securities regulations, Code of Ethics framework, and financial instruments.
• *Preferred qualifications:**
• Technical skills such as Python, Power Query, Power BI, or similar tools.

If you are interested in this position, you can apply through the firms website. The D. E. Shaw group encourages candidates with relevant experience who are looking to restart their careers after a break to apply for this role. The Firm offers attractive benefits, a casual working environment, and a competitive compensation package. Members of the D. E. Shaw group do not discriminate in employment matters based on various factors, ensuring a diverse and inclusive workplace.